Senior Compliance & Operations Manager

Our Client is a Well Known Wealth Management Operation dealing in the Very High Networth Market. They are looking to meet with a Very Experienced Senior Compliance & Operations Manager.

The Role:

To manage and develop both the Administration and Research teams, working alongside the Advisers and Directors. Originating and implementing various process improvement projects and ensuring Our Client remains compliant with current Financial Services legislation.

Responsibilities Of The Role:

* Ensuring Our Client adheres to all compliance requirements. With the assistance of their Compliance Support Advisor

* Management of the Administration and Research teams

* Ensuring their work is both technically accurate and completed within agreed deadlines

* Suggestions for and implementation of ways of working that further raise levels of efficiency, focusing on greater client satisfaction

Skills Qualification & Experience Required:

* Financial Services Qualifications that are Relevant to The Role

* Awareness of Financial Services compliance requirements for a directly authorised firm

* The ability to manage workflow between advisors, administration and research teams

* Understand the importance of technical accuracy and timeliness of work

* Ability to work with and manage other members of the team, helping to develop their potential and deal with HR issues

* Ability to identify opportunities to improve the business and deliver improvements within agreed timescales

* Ensure management decisions are recorded and actions undertaken

* High IT capability and understanding and practical ability such as Outlook, Excel and PowerPoint

* Able to undertake data analysis

Fantastic Negotiable Package Available For The Right Candidate