The position for Compliance File Checkers in Nottingham is no longer available
Compliance File Checkers
Compliance File Checkers / Reviewers, Nottingham
Salary c£24,000 + benefits
My client is a very well established and also expanding IFA, and they are now looking for 2 permanent Compliance File Reviewers to join their team in Nottingham.
The company deals with both private and corporate clients, offering full financial planning and wealth management.
You will need to have previous experience within a compliance role in an IFA organisaiton
You will be at least fully FPC qualified or equivalent, and be keen to become Diploma qualified
You will have a thorough understanding of FSA rules, regulations and guidelines
You will have excellent communication / interpersonal skills
You will be responsible for checking that all business proposed by the Consultants fully meets both company and FSA guidelines
Liaise with Consultants when cases need further attention
Offer consultative solutions where needed
If you have the relevant previous experience within an IFA environment, then please apply below or contact Angela Liscombe at North Oak Recruitment for a confidential discussion.